Rules & Regulations

KOFIA Regulations

This English translation has been prepared for general reference purposes only. Any questions or potential disputes that may arise in and outside of the courts of law in regard to the meaning and interpretation of the words, provisions, and stipulations of this translation shall be decided in accordance with the original Korean text; in cases of any discrepancy in the English translation, the original Korean text shall prevail. KOFIA is not responsible for any consequences resulting from the use of the English translation in place of the original Korean text.

KOFIA RegulationsList
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TEXT
CHANGES DATE
147 GUIDELINES ON TRADING DERIVATIVES ON THE EXCHANGE(160704) GUIDELINES ON TRADING DERIVATIVES ON THE EXCHANGE(160704) Guidelines on Trading Derivatives on the Exchange(160704).pdf FULL TEXT FILE DOWNLOAD 2016-12-22
146 REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20160421) REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20160421) REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20160421).pdf FULL TEXT FILE DOWNLOAD REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20160421) CHANGES_REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20160421).pdfCHANGES FILE DOWNLOAD 2016-07-05
145 REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20160218) REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20160218) REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20160218).pdf FULL TEXT FILE DOWNLOAD REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20160218) CHANGES_REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20160218).pdfCHANGES FILE DOWNLOAD 2016-07-05
144 REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20160121) REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20160121) REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20160121).pdf FULL TEXT FILE DOWNLOAD REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20160121) CHANGES_REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20160121).pdfCHANGES FILE DOWNLOAD 2016-07-05
143 REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20151215) REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20151215) REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20151215).pdf FULL TEXT FILE DOWNLOAD REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20151215) CHANGES_REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20151215).pdfCHANGES FILE DOWNLOAD 2016-06-28
142 REGULATIONS ON BUSINESS CONDUCT AND SERVICES OF FINANCIAL INVESTMENT COMPANIES_20160621 REGULATIONS ON BUSINESS CONDUCT AND SERVICES OF FINANCIAL INVESTMENT COMPANIES_20160621 REGULATIONS ON BUSINESS CONDUCT AND SERVICES OF FINANCIAL INVESTMENT COMPANIES_20160621.pdf FULL TEXT FILE DOWNLOAD REGULATIONS ON BUSINESS CONDUCT AND SERVICES OF FINANCIAL INVESTMENT COMPANIES_20160621 CHANGES_REGULATIONS ON BUSINESS CONDUCT AND SERVICES OF FINANCIAL INVESTMENT COMPANIES_20160621.pdfCHANGES FILE DOWNLOAD 2016-06-28
141 REGULATIONS ON INVESTMENT PROFESSIONALS AND QUALIFYING EXAMINATIONS(20160121) REGULATIONS ON INVESTMENT PROFESSIONALS AND QUALIFYING EXAMINATIONS(20160121) REGULATIONS ON INVESTMENT PROFESSIONALS AND QUALIFYING EXAMINATIONS_20160121.pdf FULL TEXT FILE DOWNLOAD REGULATIONS ON INVESTMENT PROFESSIONALS AND QUALIFYING EXAMINATIONS(20160121) CHANGES_REGULATIONS ON INVESTMENT PROFESSIONALS AND QUALIFYING EXAMINATIONS_20160121.pdfCHANGES FILE DOWNLOAD 2016-06-21
140 REGULATIONS ON INVESTMENT PROFESSIONALS AND QUALIFYING EXAMINATIONS(20151023) REGULATIONS ON INVESTMENT PROFESSIONALS AND QUALIFYING EXAMINATIONS(20151023) REGULATIONS ON INVESTMENT PROFESSIONALS AND QUALIFYING EXAMINATIONS_20151023.pdf FULL TEXT FILE DOWNLOAD REGULATIONS ON INVESTMENT PROFESSIONALS AND QUALIFYING EXAMINATIONS(20151023) CHANGES_REGULATIONS ON INVESTMENT PROFESSIONALS AND QUALIFYING EXAMINATIONS_20151023.pdfCHANGES FILE DOWNLOAD 2016-06-20
139 REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20150917) REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20150917) REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20150917).pdf FULL TEXT FILE DOWNLOAD REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20150917) CHANGES_REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20150917).pdfCHANGES FILE DOWNLOAD 2016-06-20
138 REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20150716) REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20150716) REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20150716).pdf FULL TEXT FILE DOWNLOAD REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20150716) CHANGES_REGULATIONS ON SECURITIES UNDERWRITING BUSINESS, ETC. (20150716).pdfCHANGES FILE DOWNLOAD 2016-06-17
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